Search Result

141 - 160 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures