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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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