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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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Similar To

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.13 Record keeping

COLL 8.3 Investor relations

SUP 13.4 Providing cross border services into another EEA State

DISP 1.1 Purpose and application

PERG 8.12 Exemptions applying to all controlled activities

MIPRU 4.3 Calculation of annual income

ICOBS 3.2 E-Commerce

COND 2.4 Appropriate resources

COND 2.5 Suitability

COBS 11.2 Best execution

COLL 12.3 EEA UCITS management companies

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order