Search Result

121 - 140 of 302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations