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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SUP 10A.9 Significant management functions

REC 5.2 Application process

COND 2.7 Business model

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 7.6 Option PRR

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DTR 4.1 Annual financial report

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 8.4 Investment and borrowing powers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading