Search Result

81 - 100 of 339 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained