Search Result

861 - 880 of 903 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)