Search Result

61 - 80 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services