Search Result

41 - 60 of 714 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries