Search Result

481 - 500 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting