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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules