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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COND 1.3 General

As Published: 2013

COND 1.3 General

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose