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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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Similar To

SUP 15A.1 Application and notifications under EMIR

COLL 9.1 Application and general information

PERG 7.6 Applications for a certificate

COLL 1.2 Types of authorised fund

REC 3.7 Auditors

COLL 4.3 Approvals and notifications

PERG 8.36 Illustrative tables

SYSC 3.1 Systems and Controls

COLL 7.6 Schemes of arrangement

REC 2.14 Rules and consultation

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading