Search Result

401 - 420 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions