Search Result

401 - 420 of 982 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation