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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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