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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COND 1.1A Application

As Published: 2013

COND 1.1A Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR App 1.1

As Published: 2005

PR App 1.1

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process