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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution