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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations