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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose