Search Result

201 - 220 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports