Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 2.1 Apportionment of Responsibilities

PERG 7.4 Does the article 54 exclusion apply?

REC 3.4 Key individuals and internal organisation

SUP 12.7 Notification requirements

LR 13.5 Financial information in Class 1 Circulars

MAR 8.2 Requirements for benchmark submitters

COLL 8.5 Powers and responsibilities

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

CASS 6.2 Holding of client assets

SYSC 9.1 General rules on record-keeping

COLL 6.2 Dealing

DTR 6.2 Filing information and use of language

COLL 4.3 Approvals and notifications

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COND 2.3 Effective supervision

COLL 1.1 Applications and purpose

SUP 4.3 Appointment of actuaries

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 18.1 Application