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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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