Search Result

181 - 200 of 984 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership