Search Result

841 - 860 of 1166 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

…

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

…

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…