Search Result

661 - 680 of 952 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

…

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…