Search Result

601 - 620 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety