Search Result

601 - 620 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PR App 3.1

As Published: 2005

PR App 3.1

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets