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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

LR 19.1 Application

As Published: 2005

LR 19.1 Application

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares