Search Result

541 - 560 of 1104 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous