Search Result

461 - 480 of 1186 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general