Search Result

361 - 380 of 1082 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…