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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers