Search Result

321 - 340 of 989 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application