Search Result

161 - 180 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts