Search Result

741 - 760 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares