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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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