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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity