Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 3.3 Units

MAR 1.6 Market abuse (manipulating transactions)

COBS 4.6 Past, simulated past and future performance

COBS 11.3 Client order handling

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP 13.11 Record keeping

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

ICOBS 7.2 Effects of cancellation

SUP 10A.10 Customer-dealing functions

PERG 14.1 Background

SUP 5.6 Confidential information and privilege

DEPP 4.2 Urgent statutory notice cases

REC 4.6 The section 296 power to give directions

SUP 9.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation