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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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