Search Result

541 - 560 of 935 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 1.1 Application

As Published: 2005

REC 1.1 Application