Search Result

521 - 540 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)