Search Result

341 - 360 of 994 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PR App 1.1

As Published: 2005

PR App 1.1

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication