Search Result

241 - 260 of 1021 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems