Search Result

321 - 340 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 2.11

As Published: 2007

PERG 2.11

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COND 1.3 General

As Published: 2013

COND 1.3 General

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information