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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

PERG 2.11

As Published: 2007

PERG 2.11

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping