Search Result

101 - 120 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties