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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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