Search Result

921 - 940 of 1033 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2