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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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